Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TP ICAP Broking Limited
FRN 154234
- [FCA CF] Client dealing (since 1 Oct 2022)
- [FCA CF] Manager of certification employee (since 1 Oct 2022)
- [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
- CF29 Significant management (1 Nov 2007 to 21 Sep 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (29 Mar 2007 to 31 Oct 2007)
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- [FCA CF] Material risk taker (1 Jan 2023 to 13 Nov 2023)
- [FCA CF] Client dealing (31 Mar 2020 to 13 Nov 2023)
- [FCA CF] Manager of certification employee (31 Mar 2020 to 13 Nov 2023)
- CF29 Significant management (19 Nov 2007 to 21 Sep 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.