Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Oct 2022)
    • [FCA CF] Manager of certification employee (since 1 Oct 2022)
    • [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
    • CF29 Significant management (1 Nov 2007 to 21 Sep 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (29 Mar 2007 to 31 Oct 2007)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • [FCA CF] Material risk taker (1 Jan 2023 to 13 Nov 2023)
    • [FCA CF] Client dealing (31 Mar 2020 to 13 Nov 2023)
    • [FCA CF] Manager of certification employee (31 Mar 2020 to 13 Nov 2023)
    • CF29 Significant management (19 Nov 2007 to 21 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.