Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF29 Significant management (1 Nov 2007 to 21 Sep 2009)
    • CF30 Customer (1 Nov 2007 to 21 Jan 2016)
    • CF16 Significant Mgt (Desgntd Investment Business) (26 Aug 2004 to 31 Oct 2007)
    • CF26 Customer Trading (22 Mar 2002 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (22 Mar 2002 to 26 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.