Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF29 Significant management (1 Nov 2007 to 21 Sep 2009)
- CF30 Customer (1 Nov 2007 to 21 Jan 2016)
- CF16 Significant Mgt (Desgntd Investment Business) (26 Aug 2004 to 31 Oct 2007)
- CF26 Customer Trading (22 Mar 2002 to 31 Oct 2007)
- CF8 Apportionment and Oversight (22 Mar 2002 to 26 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.