Michael Kolakovic

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CHANCERY INVESTMENT MANAGEMENT LIMITED

    FRN 472779

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Proprietary trader (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF21 Investment Adviser
    • CF30 Customer (29 Jan 2008 to 8 Dec 2019)
    • CF1 Director (29 Jan 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 Jan 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 Jan 2008 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (29 Jan 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (29 Jan 2008 to 30 Sep 2018)
  • Charterhouse Financial Planning Limited (no longer approved here)

    FRN 449128

    • CF30 Customer (1 Nov 2007 to 28 Dec 2007)
    • CF21 Investment Adviser (28 Jul 2006 to 31 Oct 2007)
  • Charterhouse Financial Planning Ltd (no longer approved here)

    FRN 231612

    • Employed By (23 Feb 2004 to 27 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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