Michael Killen

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [PRA CF] Managing a material risk taker (1 Nov 2025 to 8 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2025 to 8 Jan 2026)
    • [FCA CF] Manager of certification employee (14 Sep 2022 to 8 Jan 2026)
    • [FCA CF] Client dealing (1 Apr 2019 to 8 Jan 2026)
    • [FCA CF] Material risk taker (1 Apr 2019 to 8 Jan 2026)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (6 Nov 2015 to 6 Mar 2016)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • CF30 Customer (18 Jul 2011 to 13 Oct 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 22 Jul 2011)
    • CF21 Investment Adviser (30 Nov 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.