Last updated
2 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 21 Jul 2022)
    • CF30 Customer (since 17 May 2022)
    • [FCA CF] Client dealing (since 2 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 2 Feb 2021)
  • Create FM Ltd

    FRN 585747

    • Employed By (since 17 May 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (29 Mar 2007 to 28 Sep 2007)
    • CF22 Investment Adviser (Trainee) (16 Jun 2006 to 29 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.