Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 23 May 2022)
- [FCA CF] Functions requiring qualifications (since 23 May 2022)
- [FCA CF] Manager of certification employee (6 Sep 2023 to 23 May 2025)
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- CF1 Director (11 Nov 2008 to 20 Jan 2009)
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- (4)Employed By (13 Mar 2003 to 18 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.