Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 23 May 2022)
    • [FCA CF] Functions requiring qualifications (since 23 May 2022)
    • [FCA CF] Manager of certification employee (6 Sep 2023 to 23 May 2025)
  • Morecambe Bay Credit Union Limited (no longer approved here)

    FRN 213658

    • CF1 Director (11 Nov 2008 to 20 Jan 2009)
  • North West Financial Advice Centre (no longer approved here)

    FRN 170005

    • (4)Employed By (13 Mar 2003 to 18 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

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