Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (2)Employed By (since 22 Mar 2024)
    • (3)Employed By (2 Jan 2018 to 22 Mar 2024)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 13 Mar 2024)
    • CF1 Director (AR) (since 3 Dec 2023)
    • CF30 Customer (since 3 Dec 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Mar 2024)
    • CF30 Customer (2 Jan 2018 to 22 Mar 2024)
    • CF1 Director (AR) (2 Jan 2018 to 22 Mar 2024)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (12 Mar 2015 to 14 Feb 2017)
  • Depledge Strategic Wealth Management Ltd (no longer approved here)

    FRN 611386

    • (3)Employed By (5 Mar 2015 to 14 Feb 2017)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at ClearPlan Financial Services Ltd

  2. controlled function added: (3)Employed By at ClearPlan Financial Services Ltd

  3. controlled function added: (2)Employed By at ClearPlan Financial Services Ltd