Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ClearPlan Financial Services Ltd
FRN 796550
- (2)Employed By (since 22 Mar 2024)
- (3)Employed By (2 Jan 2018 to 22 Mar 2024)
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2 Plan Wealth Management Limited
FRN 461598
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 13 Mar 2024)
- CF1 Director (AR) (since 3 Dec 2023)
- CF30 Customer (since 3 Dec 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Mar 2024)
- CF30 Customer (2 Jan 2018 to 22 Mar 2024)
- CF1 Director (AR) (2 Jan 2018 to 22 Mar 2024)
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- CF30 Customer (12 Mar 2015 to 14 Feb 2017)
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- (3)Employed By (5 Mar 2015 to 14 Feb 2017)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at ClearPlan Financial Services Ltd
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controlled function added: (3)Employed By at ClearPlan Financial Services Ltd
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controlled function added: (2)Employed By at ClearPlan Financial Services Ltd