Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF10 Compliance Oversight (16 Apr 2010 to 7 Apr 2014)
    • CF3 Chief Executive (16 Apr 2010 to 8 Dec 2019)
    • CF30 Customer (16 Apr 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 Apr 2010 to 7 Apr 2014)
    • CF1 Director (16 Apr 2010 to 8 Dec 2019)
  • Amati Global Investors Limited (no longer approved here)

    FRN 198024

    • CF2 Non Executive Director (17 Dec 2003 to 16 Jun 2004)
    • CF1 Director (2 Apr 2003 to 17 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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