Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Dalmore Capital Limited
FRN 509930
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF10 Compliance Oversight (16 Apr 2010 to 7 Apr 2014)
- CF3 Chief Executive (16 Apr 2010 to 8 Dec 2019)
- CF30 Customer (16 Apr 2010 to 8 Dec 2019)
- CF11 Money Laundering Reporting (16 Apr 2010 to 7 Apr 2014)
- CF1 Director (16 Apr 2010 to 8 Dec 2019)
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- CF2 Non Executive Director (17 Dec 2003 to 16 Jun 2004)
- CF1 Director (2 Apr 2003 to 17 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.