Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 26 Jul 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 31 Mar 2021)
    • [PRA CF] Managing a material risk taker (7 Mar 2017 to 31 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 5 May 2009)
    • CF23 Corporate Finance Adviser (30 Jan 2004 to 31 Oct 2007)
    • CF26 Customer Trading (8 Dec 2003 to 31 Oct 2007)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 26 Jul 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 31 Mar 2021)
    • [PRA CF] Managing a material risk taker (7 Mar 2017 to 31 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

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