Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 26 Jul 2022)
- [FCA CF] Manager of certification employee (7 Mar 2017 to 31 Mar 2021)
- [PRA CF] Managing a material risk taker (7 Mar 2017 to 31 Mar 2021)
- CF30 Customer (1 Nov 2007 to 5 May 2009)
- CF23 Corporate Finance Adviser (30 Jan 2004 to 31 Oct 2007)
- CF26 Customer Trading (8 Dec 2003 to 31 Oct 2007)
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- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 26 Jul 2022)
- [FCA CF] Manager of certification employee (7 Mar 2017 to 31 Mar 2021)
- [PRA CF] Managing a material risk taker (7 Mar 2017 to 31 Mar 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.