Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 11 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 29 Oct 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Jul 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Jul 2021)
    • CF30 Customer (19 Jan 2015 to 8 Dec 2019)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 16 Jun 2021)
    • [FCA CF] Client dealing (since 16 Jun 2021)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 19 Mar 2015)
    • CF21 Investment Adviser (4 Jul 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Apr 2005 to 4 Jul 2005)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (1 Dec 2001 to 29 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.