Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • [FCA CF] Client dealing (6 Mar 2018 to 31 Jul 2021)
    • [FCA CF] Manager of certification employee (6 Mar 2018 to 31 Jul 2021)
    • CF30 Customer (22 Jan 2015 to 6 Mar 2016)
    • CF27 Investment Management (5 Jan 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (31 Jan 2006 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (1 Dec 2001 to 8 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.