Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Global Asset Management (UK) Limited
FRN 189154
- [FCA CF] Manager of certification employee (since 18 May 2023)
- [FCA CF] Client dealing (since 1 Apr 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2023)
- CF30 Customer (2 Apr 2012 to 8 Dec 2019)
- CF4 Partner (2 Apr 2012 to 1 Nov 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 27 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.