Michael John Wootton

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Westwood Advisers Limited

    FRN 939726

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 29 Aug 2024)
    • SMF16 Compliance Oversight (since 1 Sep 2021)
    • SMF3 Executive Director (since 1 Sep 2021)
    • Responsible for Insurance Distribution (since 1 Sep 2021)
    • Responsibility for MCD Intermediation (since 1 Sep 2021)
  • Curo Advisers Limited (no longer approved here)

    FRN 194925

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 15 Jul 2009)
    • CF22 Investment Adviser (Trainee) (24 May 2006 to 31 Oct 2007)
    • CF1 Director (AR) (2 Nov 2004 to 15 Jul 2009)
  • Barbon Insurance Group Limited (no longer approved here)

    FRN 308724

    • CF1 Director (AR) (14 Jan 2005 to 12 Jan 2007)
  • Personal Touch Homes Property Management Ltd (no longer approved here)

    FRN 412971

    • (1)Employed By (14 Jan 2005 to 12 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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