Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (13 Mar 2018 to 8 Dec 2019)
  • Court Ross Financial Management Limited (no longer approved here)

    FRN 131794

    • CF30 Customer (17 Feb 2017 to 29 Mar 2018)
  • Curo Advisers Limited (no longer approved here)

    FRN 194925

    • CF22 Investment Adviser (Trainee) (27 Nov 2006 to 11 Sep 2007)
  • Estate Capital Financial Management Limited (no longer approved here)

    FRN 402217

    • CF21 Investment Adviser (14 Nov 2005 to 20 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.