Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TITAN WEALTH PLANNING LTD
FRN 574458
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (13 Mar 2018 to 8 Dec 2019)
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- CF30 Customer (17 Feb 2017 to 29 Mar 2018)
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- CF22 Investment Adviser (Trainee) (27 Nov 2006 to 11 Sep 2007)
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- CF21 Investment Adviser (14 Nov 2005 to 20 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.