Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [FCA CF] Client dealing (1 Jan 2021 to 24 May 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (10 Nov 2016 to 31 Dec 2020)
    • CF30 Customer (5 Aug 2008 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (10 Nov 2016 to 31 Dec 2020)
    • CF30 Customer (24 Jun 2009 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 16 Jun 2008)
    • CF21 Investment Adviser (2 Oct 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Jun 2003 to 2 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.