Michael John Wales

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mortgage Advice Bureau Limited

    FRN 455545

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 16 Oct 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Dec 2021)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • CF1 Director (AR) (3 Feb 2022 to 25 Oct 2022)
    • Appointed representative dealing with clients for which they require qualification (14 Dec 2021 to 25 Oct 2022)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (3 Jun 2008 to 8 Sep 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.