Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Manager of certification employee (since 26 Jan 2023)
- [FCA CF] Client dealing (since 19 Nov 2018)
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- CF30 Customer (5 Nov 2015 to 6 Mar 2016)
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- CF30 Customer (11 Feb 2011 to 17 Jun 2015)
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- CF30 Customer (1 Nov 2007 to 1 Feb 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.