Michael John Rice

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Generation Wealth Ltd (no longer approved here)

    FRN 685841

    • [FCA CF] Functions requiring qualifications (5 Mar 2021 to 1 Jan 2022)
    • [FCA CF] Client dealing (5 Mar 2021 to 1 Jan 2022)
    • SMF3 Executive Director (9 Dec 2019 to 1 Mar 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Mar 2022)
    • Responsible for Insurance Mediation (6 Aug 2015 to 30 Sep 2018)
    • CF30 Customer (6 Aug 2015 to 8 Dec 2019)
    • CF1 Director (6 Aug 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Aug 2015 to 22 Jul 2019)
    • CF11 Money Laundering Reporting (6 Aug 2015 to 22 Jul 2019)
  • Sabre Hind Ltd (no longer approved here)

    FRN 309758

    • CF8 Apportionment and Oversight (28 Feb 2005 to 13 Dec 2006)
    • CF1 Director (14 Jan 2005 to 1 Jan 2009)
  • Sabre Financial Planning Limited (2575) (no longer approved here)

    FRN 184422

    • (5)Employed By (3 Apr 2003 to 25 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.