Michael John Peters

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • West Wake Price LLP

    FRN 516758

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • Responsible for Insurance Distribution (since 16 Aug 2021)
    • SMF16 Compliance Oversight (since 16 Aug 2021)
    • [FCA CF] Significant management (since 1 Apr 2020)
    • [FCA CF] Benchmark submission and administration (since 1 Apr 2020)
    • [FCA CF] CASS oversight function (since 1 Apr 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (30 Jun 2010 to 8 Dec 2019)
    • CF4 Partner (30 Jun 2010 to 8 Dec 2019)
    • CF30 Customer (30 Jun 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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