Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Greenwood Financial Planning LLP
FRN 518096
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Responsible for Insurance Distribution (since 27 Mar 2026)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (AR) (since 13 Oct 2010)
- CF30 Customer (since 31 Aug 2010)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Apr 2025)
- CF29 Significant management (31 Aug 2010 to 24 Jul 2014)
- CF4 Partner (31 Aug 2010 to 8 Dec 2019)
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IPS Capital LLP
FRN 471375
- SMF27 Partner (since 4 Nov 2024)
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- CF1 Director (AR) (6 Mar 2006 to 30 Sep 2010)
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- Employed By (10 Jun 2002 to 2 Apr 2025)
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- (3)Employed By (1 Oct 1998 to 22 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
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