Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsible for Insurance Distribution (since 27 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (since 13 Oct 2010)
    • CF30 Customer (since 31 Aug 2010)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Apr 2025)
    • CF29 Significant management (31 Aug 2010 to 24 Jul 2014)
    • CF4 Partner (31 Aug 2010 to 8 Dec 2019)
    • SMF27 Partner (since 4 Nov 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (6 Mar 2006 to 30 Sep 2010)
  • THP Financial Services Limited (no longer approved here)

    FRN 193466

    • Employed By (10 Jun 2002 to 2 Apr 2025)
  • Simon J Lander & Co. Ltd (no longer approved here)

    FRN 133616

    • (3)Employed By (1 Oct 1998 to 22 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.