Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 6 Feb 2014)
- CF30 Customer (since 10 Sep 2012)
-
Quilter Mortgage Planning Limited
FRN 440718
- CF1 Director (AR) (since 6 Feb 2014)
-
CJP Financial Services Ltd
FRN 466798
- Employed By (since 3 Oct 2013)
-
- (46)Employed By (10 Sep 2012 to 21 Aug 2013)
-
- CF30 Customer (1 Nov 2007 to 29 Jun 2012)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.