Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Interactive Investor Services Limited (no longer approved here)

    FRN 141282

    • CF29 Significant management (1 Nov 2007 to 8 May 2008)
    • CF1 Director (5 Jun 2007 to 8 May 2008)
    • CF20 Significant Mgt (Settlements) (4 Oct 2006 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (18 Oct 2005 to 4 Oct 2006)
    • CF10 Compliance Oversight (7 Jan 2003 to 13 Sep 2004)
    • CF11 Money Laundering Reporting (7 Jan 2003 to 8 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.