Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF29 Significant management (1 Nov 2007 to 8 May 2008)
- CF1 Director (5 Jun 2007 to 8 May 2008)
- CF20 Significant Mgt (Settlements) (4 Oct 2006 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (18 Oct 2005 to 4 Oct 2006)
- CF10 Compliance Oversight (7 Jan 2003 to 13 Sep 2004)
- CF11 Money Laundering Reporting (7 Jan 2003 to 8 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.