Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 11 Sep 2023)
    • [FCA CF] Client dealing (since 11 Sep 2023)
  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • [FCA CF] Client dealing (1 Jun 2020 to 13 Feb 2023)
    • [FCA CF] Material risk taker (1 Jun 2020 to 13 Feb 2023)
    • CF30 Customer (24 Jul 2018 to 8 Dec 2019)
  • Bank of Montreal (no longer approved here)

    FRN 124788

    • [FCA CF] Material risk taker (16 Jul 2018 to 13 Feb 2023)
    • [FCA CF] Client dealing (16 Jul 2018 to 13 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.