Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Farley & Thompson LLP (no longer approved here)

    FRN 461601

    • CF30 Customer (1 Nov 2007 to 15 Oct 2011)
    • CF27 Investment Management (10 Jul 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
    • CF3 Chief Executive (2 Apr 2007 to 15 Oct 2011)
    • CF4 Partner (2 Apr 2007 to 15 Oct 2011)
    • CF8 Apportionment and Oversight (2 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.