Michael John Manthorpe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lek Securities UK Limited (no longer approved here)

    FRN 505310

    • CF11 Money Laundering Reporting (13 May 2010 to 25 Oct 2011)
    • CF1 Director (13 May 2010 to 25 Oct 2011)
    • CF10 Compliance Oversight (13 May 2010 to 25 Oct 2011)
  • Sova Capital Limited (no longer approved here)

    FRN 225539

    • CF3 Chief Executive (26 Mar 2004 to 6 Mar 2007)
    • CF1 Director (26 Mar 2004 to 6 Mar 2007)
    • CF8 Apportionment and Oversight (26 Mar 2004 to 31 Oct 2007)
  • TAM Asset Management Ltd (no longer approved here)

    FRN 208243

    • CF1 Director (31 May 2002 to 30 Dec 2003)
    • CF8 Apportionment and Oversight (31 May 2002 to 30 Dec 2003)
    • CF3 Chief Executive (31 May 2002 to 30 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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