Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 13 Jan 2026)
    • CF30 Customer (since 13 Jan 2026)
    • (8)Employed By (since 13 Jan 2026)
  • ELM TREE FINANCIAL SERVICES LTD (no longer approved here)

    FRN 511619

    • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2026)
    • CF30 Customer (21 May 2019 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (24 Apr 2015 to 17 May 2019)
  • Camargue Chambers LLP (no longer approved here)

    FRN 565230

    • Employed By (17 Apr 2015 to 17 May 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (13 May 2013 to 21 Apr 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (24 Feb 2009 to 18 Nov 2011)
  • Manchester Mortgages Ltd (no longer approved here)

    FRN 194263

    • (4)Employed By (1 Dec 2001 to 16 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.