Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 13 Jan 2026)
- CF30 Customer (since 13 Jan 2026)
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Moneytree Wealth Management Ltd
FRN 537029
- (8)Employed By (since 13 Jan 2026)
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- [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2026)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2026)
- CF30 Customer (21 May 2019 to 8 Dec 2019)
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- CF30 Customer (24 Apr 2015 to 17 May 2019)
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- Employed By (17 Apr 2015 to 17 May 2019)
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- CF30 Customer (13 May 2013 to 21 Apr 2014)
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- CF30 Customer (24 Feb 2009 to 18 Nov 2011)
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- (4)Employed By (1 Dec 2001 to 16 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.