Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Steel Road Capital UK Ltd
FRN 979896
- [FCA CF] Client dealing (since 1 Feb 2023)
- SMF1 Chief Executive (since 1 Feb 2023)
- SMF16 Compliance Oversight (since 1 Feb 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Feb 2023)
- SMF3 Executive Director (since 1 Feb 2023)
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- CF1 Director (AR) (17 Dec 2021 to 31 Jan 2023)
- CF30 Customer (17 Dec 2021 to 31 Jan 2023)
- [FCA CF] Client dealing (20 Oct 2020 to 31 Jan 2023)
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- CF1 Director (AR) (3 May 2018 to 14 Feb 2022)
- CF30 Customer (3 May 2018 to 14 Feb 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.