Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Feb 2023)
    • SMF1 Chief Executive (since 1 Feb 2023)
    • SMF16 Compliance Oversight (since 1 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Feb 2023)
    • SMF3 Executive Director (since 1 Feb 2023)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • CF1 Director (AR) (17 Dec 2021 to 31 Jan 2023)
    • CF30 Customer (17 Dec 2021 to 31 Jan 2023)
    • [FCA CF] Client dealing (20 Oct 2020 to 31 Jan 2023)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF1 Director (AR) (3 May 2018 to 14 Feb 2022)
    • CF30 Customer (3 May 2018 to 14 Feb 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.