Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF13 Chair of the Nominations Committee (since 12 Jun 2024)
    • SMF9 Chair of the Governing Body (since 12 Jun 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 14 Jun 2021)
    • SMF10 Chair of the Risk Committee (20 Dec 2022 to 18 Mar 2026)
    • SMF9 Chair of the Governing Body (since 12 Jun 2024)
    • SMF13 Chair of the Nominations Committee (since 12 Jun 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 14 Jun 2021)
    • SMF10 Chair of the Risk Committee (20 Dec 2022 to 18 Mar 2026)
    • SMF9 Chair of the Governing Body (since 12 Jun 2024)
    • SMF13 Chair of the Nominations Committee (since 12 Jun 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 14 Jun 2021)
    • SMF10 Chair of the Risk Committee (20 Dec 2022 to 18 Mar 2026)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Material risk taker (3 Oct 2017 to 1 Jan 2021)
    • [PRA CF] Significant risk taker or Material risk taker (3 Oct 2017 to 1 Jan 2021)
    • CF29 Significant management (1 Nov 2007 to 11 May 2009)
    • CF17 Significant Mgt (Other Business Operations) (7 Aug 2003 to 11 Dec 2003)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Jul 2003 to 20 Oct 2003)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [PRA CF] Significant risk taker or Material risk taker (3 Oct 2017 to 1 Jan 2021)
    • [FCA CF] Material risk taker (3 Oct 2017 to 1 Jan 2021)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF17 Significant Mgt (Other Business Operations) (11 Dec 2003 to 1 Oct 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (20 Oct 2003 to 1 Oct 2005)
    • CF1 Director (1 Dec 2001 to 1 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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