Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mortgage Advice Bureau Limited
FRN 455545
- SMF13 Chair of the Nominations Committee (since 12 Jun 2024)
- SMF9 Chair of the Governing Body (since 12 Jun 2024)
- Director of firm who is not a certification employee or a SMF manager (since 14 Jun 2021)
- SMF10 Chair of the Risk Committee (20 Dec 2022 to 18 Mar 2026)
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Mortgage Advice Bureau (Derby) Limited
FRN 466154
- SMF9 Chair of the Governing Body (since 12 Jun 2024)
- SMF13 Chair of the Nominations Committee (since 12 Jun 2024)
- Director of firm who is not a certification employee or a SMF manager (since 14 Jun 2021)
- SMF10 Chair of the Risk Committee (20 Dec 2022 to 18 Mar 2026)
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CAPITAL PROTECT LIMITED
FRN 531444
- SMF9 Chair of the Governing Body (since 12 Jun 2024)
- SMF13 Chair of the Nominations Committee (since 12 Jun 2024)
- Director of firm who is not a certification employee or a SMF manager (since 14 Jun 2021)
- SMF10 Chair of the Risk Committee (20 Dec 2022 to 18 Mar 2026)
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- [FCA CF] Material risk taker (3 Oct 2017 to 1 Jan 2021)
- [PRA CF] Significant risk taker or Material risk taker (3 Oct 2017 to 1 Jan 2021)
- CF29 Significant management (1 Nov 2007 to 11 May 2009)
- CF17 Significant Mgt (Other Business Operations) (7 Aug 2003 to 11 Dec 2003)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Jul 2003 to 20 Oct 2003)
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- [PRA CF] Significant risk taker or Material risk taker (3 Oct 2017 to 1 Jan 2021)
- [FCA CF] Material risk taker (3 Oct 2017 to 1 Jan 2021)
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- CF17 Significant Mgt (Other Business Operations) (11 Dec 2003 to 1 Oct 2005)
- CF16 Significant Mgt (Desgntd Investment Business) (20 Oct 2003 to 1 Oct 2005)
- CF1 Director (1 Dec 2001 to 1 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.