Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
XTX Markets Limited
FRN 711945
- SMF3 Executive Director (since 25 Sep 2025)
- [FCA CF] Manager of certification employee (20 Dec 2023 to 25 Sep 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 25 Sep 2025)
- [FCA CF] Significant management (9 Dec 2019 to 25 Sep 2025)
- CF30 Customer (11 Jul 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (4 Jul 2016 to 5 Oct 2016)
- CF28 Systems and controls (4 Jul 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (4 Jul 2016 to 5 Oct 2016)
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XTX Markets Trading Limited
FRN 949967
- SMF3 Executive Director (since 25 Sep 2025)
- [FCA CF] Manager of certification employee (20 Dec 2023 to 25 Sep 2025)
- [FCA CF] Significant management (2 Nov 2021 to 25 Sep 2025)
- [FCA CF] Material risk taker (2 Nov 2021 to 25 Sep 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.