Michael John Hughes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CHRISTIAN DOUGLASS GROUP LIMITED

    FRN 465861

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (25 Apr 2019 to 8 Dec 2019)
    • CF30 Customer (18 Mar 2008 to 8 Dec 2019)
  • Christian Douglass Financial Planning LLP (no longer approved here)

    FRN 469760

    • Employed By (18 Mar 2008 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 6 Jan 2008)
    • CF22 Investment Adviser (Trainee) (31 May 2007 to 31 Oct 2007)
  • DTE Risk and Financial Management Limited (no longer approved here)

    FRN 125247

    • CF24 Pension Transfer Specialist (26 May 2006 to 13 Apr 2007)
    • CF21 Investment Adviser (26 May 2006 to 13 Apr 2007)
    • CF22 Investment Adviser (Trainee) (11 Mar 2005 to 26 May 2006)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF21 Investment Adviser (1 Dec 2001 to 4 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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