Michael John Horsfall

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 6 Sep 2023)
    • CF1 Director (AR) (since 11 Aug 2023)
    • CF30 Customer (since 11 Aug 2023)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • CF1 Director (AR) (26 Oct 2021 to 4 Sep 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Sep 2023)
    • CF30 Customer (16 May 2016 to 4 Sep 2023)
  • Westview Financial Services Ltd (no longer approved here)

    FRN 710110

    • Employed By (16 May 2016 to 8 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

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