Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Sole trader dealing with clients for which they require qualification (9 Dec 2019 to 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Jul 2025)
-
- CF30 Customer (1 Nov 2007 to 8 May 2012)
- CF21 Investment Adviser (17 Feb 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.