Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Sep 2022)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 12 Sep 2022)
- CF30 Customer (1 Nov 2007 to 21 May 2018)
- CF1 Director (AR) (9 Aug 2006 to 12 Sep 2022)
- CF21 Investment Adviser (28 Aug 2002 to 31 Oct 2007)
- CF7 Sole Trader (AR) (28 Aug 2002 to 9 Aug 2006)
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- (2)Employed By (28 Aug 2002 to 12 Sep 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.