Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (13 Feb 2020 to 23 Oct 2021)
- [FCA CF] Functions requiring qualifications (13 Feb 2020 to 23 Oct 2021)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Feb 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 13 Feb 2020)
- CF30 Customer (11 Jan 2017 to 8 Dec 2019)
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- CF30 Customer (19 Mar 2013 to 29 Dec 2016)
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- CF30 Customer (1 Nov 2007 to 11 Nov 2012)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.