Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Advice Wise Ltd (no longer approved here)

    FRN 839690

    • [FCA CF] Client dealing (13 Feb 2020 to 23 Oct 2021)
    • [FCA CF] Functions requiring qualifications (13 Feb 2020 to 23 Oct 2021)
  • TRULY INDEPENDENT LTD (no longer approved here)

    FRN 513655

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Feb 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Feb 2020)
    • CF30 Customer (11 Jan 2017 to 8 Dec 2019)
  • Step-By-Step Financial Planners Limited (no longer approved here)

    FRN 524966

    • CF30 Customer (19 Mar 2013 to 29 Dec 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.