Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clarke Financial Planning Ltd (no longer approved here)

    FRN 795641

    • Responsibility for MCD Intermediation (5 Jun 2020 to 5 Jun 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Jun 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Jun 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jun 2023)
    • CF10 Compliance Oversight (19 Aug 2019 to 8 Dec 2019)
    • CF30 Customer (5 Jun 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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