Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BERNSTEIN AUTONOMOUS LLP (no longer approved here)

    FRN 500498

    • [FCA CF] Client dealing (30 Jun 2020 to 30 Apr 2022)
    • CF30 Customer (14 Oct 2013 to 8 Dec 2019)
    • CF4 Partner (14 Oct 2013 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 28 Nov 2011)
    • CF21 Investment Adviser (21 Jun 2004 to 31 Oct 2007)
  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • CF21 Investment Adviser (1 Dec 2001 to 4 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.