Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF2 Non Executive Director (18 May 2006 to 9 Jan 2008)
- CF21 Investment Adviser (1 Jun 2005 to 18 May 2006)
- CF1 Director (17 Jun 2003 to 18 May 2006)
- CF10 Compliance Oversight (17 Jun 2003 to 20 Nov 2003)
- CF11 Money Laundering Reporting (17 Jun 2003 to 20 Nov 2003)
- CF27 Investment Management (17 Jun 2003 to 18 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.