Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 20 Jun 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (15 Jan 2018 to 8 Dec 2019)
  • UBS Asset Management Life Ltd (no longer approved here)

    FRN 186527

    • CF8 Apportionment and Oversight (24 Nov 2006 to 24 Jun 2011)
    • CF3 Chief Executive (6 Jan 2004 to 24 Jun 2011)
    • CF1 Director (1 Dec 2001 to 1 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

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