Michael John Bassett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Andrew Smith (no longer approved here)
FRN 826675
- CF1 Director (AR) (27 Mar 2023 to 30 Nov 2023)
Yukicorp Limited (no longer approved here)
FRN 993584
- Employed By (27 Mar 2023 to 30 Nov 2023)
Linear Investments Limited (no longer approved here)
FRN 537389
- [FCA CF] Client dealing (28 Jun 2022 to 16 Aug 2022)
WINTERFLOOD SECURITIES LIMITED (no longer approved here)
FRN 141455
- CF30 Customer (23 Oct 2009 to 16 Dec 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.