Michael John Attree

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Comprehensive Financial Planning Limited

    FRN 602295

    • 17. Administrative functions in relation to managing investments
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 11. Pension transfer specialist
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2020)
    • [FCA CF] Client dealing (since 31 Mar 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Oct 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Oct 2013 to 30 Sep 2018)
    • CF1 Director (1 Oct 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Oct 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Oct 2013 to 8 Dec 2019)
    • CF3 Chief Executive (1 Oct 2013 to 8 Dec 2019)
  • Bayliss & Co (Wealth Management) Limited (no longer approved here)

    FRN 567217

    • Employed By (14 Dec 2012 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (23 Nov 2009 to 4 Jun 2010)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF21 Investment Adviser (20 Jan 2004 to 16 Dec 2005)
    • CF22 Investment Adviser (Trainee) (24 Jul 2003 to 20 Jan 2004)
    • CF1 Director (AR) (24 Jul 2003 to 16 Dec 2005)
  • Relevant Financial Planning Ltd (no longer approved here)

    FRN 226360

    • (1)Employed By (24 Jul 2003 to 16 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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