Michael John Andrew Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Belgrave Asset Management Limited

    FRN 410497

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF9 Chair of the Governing Body (since 31 Mar 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (1 Apr 2005 to 8 Dec 2019)
    • CF1 Director (1 Apr 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Apr 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Apr 2005 to 31 Mar 2009)
  • Belgrave Asset Management Ltd (no longer approved here)

    FRN 206518

    • Employed By (1 Dec 2001 to 31 Mar 2005)
  • Belgrave Investment Services Ltd (no longer approved here)

    FRN 183464

    • Employed By (22 Dec 1998 to 10 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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