Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Taylormade Finance Ltd
FRN 669968
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF10 Compliance Oversight (8 Nov 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (8 Nov 2019 to 8 Dec 2019)
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- CF21 Investment Adviser (7 Jul 2003 to 22 Nov 2004)
- CF22 Investment Adviser (Trainee) (26 Nov 2002 to 7 Jul 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.