Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF29 Significant management (6 Oct 2008 to 22 Aug 2014)
    • CF30 Customer (1 Nov 2007 to 22 Aug 2014)
    • CF21 Investment Adviser (9 May 2003 to 31 Oct 2007)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • CF29 Significant management (6 Oct 2008 to 22 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.