Michael James Tuxford

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lawton & Taylor Financial Services Limited

    FRN 231580

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (26 Nov 2012 to 8 Dec 2019)
  • Adrian Smith Wealth Management Limited (no longer approved here)

    FRN 680893

    • (6)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Apr 2026)
    • (5)[FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2026)
    • (4)CF30 Customer (14 Jun 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Adrian Smith Wealth Management Limited

  2. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at Adrian Smith Wealth Management Limited

  3. controlled function removed: [FCA CF] Client dealing at Adrian Smith Wealth Management Limited

  4. controlled function removed: [FCA CF] Functions requiring qualifications at Adrian Smith Wealth Management Limited

  5. controlled function added: (4)CF30 Customer at Adrian Smith Wealth Management Limited

  6. controlled function added: (5)[FCA CF] Client dealing at Adrian Smith Wealth Management Limited

  7. controlled function added: (6)[FCA CF] Functions requiring qualifications at Adrian Smith Wealth Management Limited