Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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W.A. SMITH INSURANCE BROKERS LIMITED
FRN 303963
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (19 Feb 2016 to 30 Sep 2018)
- CF11 Money Laundering Reporting (19 Feb 2016 to 8 Dec 2019)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
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