Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (6 Feb 2020 to 28 May 2021)
- [FCA CF] Functions requiring qualifications (6 Feb 2020 to 28 May 2021)
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- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (4 Jul 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (12 Apr 2005 to 4 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.