Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 1 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (since 28 Apr 2025)
    • (1)Employed By (since 1 Jul 2025)
  • PRIVATE FINANCE LTD (no longer approved here)

    FRN 310566

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Apr 2025)
    • SMF3 Executive Director (9 Dec 2019 to 26 Apr 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Apr 2025)
    • CF1 Director (19 Nov 2019 to 8 Dec 2019)
  • SPF Private Clients Limited (no longer approved here)

    FRN 189213

    • CF21 Investment Adviser (23 May 2002 to 2 Jun 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 23 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.