Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mayflower Mortgage And Finance Ltd
FRN 944601
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Oct 2021)
- Responsible for Insurance Distribution (since 1 Oct 2021)
- SMF16 Compliance Oversight (since 1 Oct 2021)
- SMF3 Executive Director (since 1 Oct 2021)
- Responsibility for MCD Intermediation (since 1 Oct 2021)
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- CF1 Director (AR) (10 Nov 2020 to 30 Sep 2021)
- Appointed representative dealing with clients for which they require qualification (14 Jul 2020 to 1 Oct 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jun 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.