Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perspective (North East) Limited (no longer approved here)

    FRN 150317

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Dec 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2026)
    • CF1 Director (10 Jan 2014 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 11 Dec 2025)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.