Michael James Nicholson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (2 Aug 2011 to 10 Apr 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (17 Apr 2008 to 26 Aug 2010)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 2 Apr 2008)
    • CF21 Investment Adviser (31 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 May 2006 to 31 May 2006)
    • CF7 Sole Trader (AR) (5 Jan 2006 to 31 Jan 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.